Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • [FCA CF] Material risk taker (7 Jan 2022 to 23 May 2025)
    • [FCA CF] Client dealing (7 Jan 2022 to 11 Dec 2025)
    • [FCA CF] Manager of certification employee (7 Jan 2022 to 11 Dec 2025)
  • COAL PENSION TRUSTEES INVESTMENT LIMITED (no longer approved here)

    FRN 540293

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (1 Jun 2011 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (9 Feb 2009 to 24 Jul 2009)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.