Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 23 Mar 2026)
    • SMF3 Executive Director (since 23 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (2 Aug 2021 to 24 Mar 2026)
  • Balderton Capital (UK) LLP (no longer approved here)

    FRN 401005

    • CF28 Systems and controls (1 Nov 2007 to 21 May 2008)
    • CF30 Customer (1 Nov 2007 to 21 May 2008)
    • CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 Jan 2006 to 21 May 2008)
    • CF27 Investment Management (26 Jan 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (26 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Jan 2006 to 21 May 2008)
    • CF13 Finance (26 Jan 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (26 Jan 2006 to 31 Oct 2007)
    • CF15 Internal Audit (26 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.