Robert Tappin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (25 Aug 2020 to 28 Apr 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (2 Oct 2018 to 12 Aug 2019)
    • [FCA CF] Client dealing (2 Oct 2018 to 12 Aug 2019)
    • CF26 Customer Trading (1 Dec 2001 to 26 Feb 2004)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF26 Customer Trading (1 Dec 2001 to 9 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.