Robert Tanna-Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 12 Aug 2024)
    • [FCA CF] Manager of certification employee (since 12 Oct 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (25 Sep 2018 to 14 May 2021)
    • CF30 Customer (26 Apr 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 12 Aug 2024)
    • [FCA CF] Manager of certification employee (since 12 Oct 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (25 Sep 2018 to 14 May 2021)
    • CF30 Customer (26 Apr 2012 to 6 Mar 2016)
  • Max Recovery Limited

    FRN 720206

    • SMF3 Executive Director (since 22 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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