Robert Sturge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • [FCA CF] Significant management (13 Oct 2022 to 31 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Mar 2021)
    • CF11 Money Laundering Reporting (12 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (27 Oct 2016 to 8 Dec 2019)
    • CF29 Significant management (27 Oct 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.