Robert Stewart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 26 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 17 Mar 2014)
    • CF27 Investment Management (17 Apr 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Apr 2007 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 26 Feb 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (17 Apr 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF29 Significant management (1 Nov 2007 to 26 Feb 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (17 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.