Robert Steven Hartwell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 May 2021)
    • CF1 Director (AR) (since 18 May 2021)
    • CF30 Customer (since 18 May 2021)
  • Hartwell Financial Planning Limited

    FRN 949380

    • (2)Employed By (since 18 May 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (19 May 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (19 May 2020 to 7 Apr 2021)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 25 Mar 2008)
    • CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2005 to 10 Apr 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (12 Jun 2002 to 11 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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