Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (6 Feb 2020 to 15 Sep 2024)
- [FCA CF] Significant management (6 Feb 2020 to 15 Sep 2024)
- [PRA CF] Managing a material risk taker (6 Feb 2020 to 15 Sep 2024)
- SMF4 Chief Risk (7 Mar 2016 to 12 Jan 2023)
- CF10 Compliance Oversight (26 May 2009 to 6 Mar 2016)
- CF28 Systems and controls (26 May 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.