Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (20 Feb 2006 to 5 Mar 2006)
- CF11 Money Laundering Reporting (20 Feb 2006 to 5 Mar 2006)
- CF3 Chief Executive (20 Feb 2006 to 16 Jul 2012)
- CF4 Partner (20 Feb 2006 to 11 May 2007)
- CF8 Apportionment and Oversight (20 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.