Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Significant management (15 Oct 2018 to 1 Apr 2020)
    • [FCA CF] Manager of certification employee (3 Jul 2018 to 7 Jun 2019)
    • [FCA CF] Client dealing (3 Jul 2017 to 1 Apr 2020)
    • [FCA CF] Material risk taker (3 Jul 2017 to 1 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jul 2017 to 1 Apr 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2017)
    • CF30 Customer (15 Jul 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (11 Jun 2012 to 15 Oct 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (11 Jun 2012 to 15 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.