Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (15 Oct 2018 to 1 Apr 2020)
- [FCA CF] Manager of certification employee (3 Jul 2018 to 7 Jun 2019)
- [FCA CF] Client dealing (3 Jul 2017 to 1 Apr 2020)
- [FCA CF] Material risk taker (3 Jul 2017 to 1 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (3 Jul 2017 to 1 Apr 2020)
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- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2017)
- CF30 Customer (15 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (11 Jun 2012 to 15 Oct 2013)
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- CF30 Customer (11 Jun 2012 to 15 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.