Robert Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Manager of certification employee (since 2 May 2024)
    • [FCA CF] Client dealing (since 2 May 2024)
    • [FCA CF] Material risk taker (2 May 2024 to 6 Mar 2026)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Client dealing (since 2 May 2024)
    • [FCA CF] Manager of certification employee (since 2 May 2024)
    • [FCA CF] Material risk taker (2 May 2024 to 6 Mar 2026)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 Feb 2018 to 1 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 1 May 2024)
    • [FCA CF] Material risk taker (1 Jan 2017 to 1 May 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 13 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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