Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2026)
    • CF10a CASS Oversight function (25 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
    • CF28 Systems and controls (1 Jul 2011 to 23 Jun 2016)
    • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 23 Jun 2016)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2026)
    • CF10a CASS Oversight function (2 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (23 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (23 Feb 2018 to 8 Dec 2019)
  • Join Even Limited (no longer approved here)

    FRN 766811

    • CF2 Non Executive Director (22 Dec 2016 to 3 Dec 2019)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • CF30 Customer (18 Mar 2011 to 1 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.