Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (12 Mar 2025 to 28 Mar 2025)
    • CF30 Customer (19 Feb 2025 to 27 Mar 2025)
    • CF1 Director (AR) (19 Feb 2025 to 27 Mar 2025)
  • RCA Investment Management Limited (no longer approved here)

    FRN 1025428

    • (1)Employed By (19 Feb 2025 to 27 Mar 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 30 Oct 2023)
    • [FCA CF] Client dealing (9 Feb 2022 to 30 Oct 2023)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (1 Feb 2021 to 18 Sep 2024)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 31 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 31 Oct 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2021)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF1 Director (AR) (6 Mar 2006 to 7 Jan 2021)
  • Sovereign Asset Management Limited (no longer approved here)

    FRN 206503

    • Employed By (13 Aug 2001 to 7 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.