Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (12 Mar 2025 to 28 Mar 2025)
- CF30 Customer (19 Feb 2025 to 27 Mar 2025)
- CF1 Director (AR) (19 Feb 2025 to 27 Mar 2025)
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- (1)Employed By (19 Feb 2025 to 27 Mar 2025)
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- [FCA CF] Functions requiring qualifications (9 Feb 2022 to 30 Oct 2023)
- [FCA CF] Client dealing (9 Feb 2022 to 30 Oct 2023)
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- CF30 Customer (1 Feb 2021 to 18 Sep 2024)
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 31 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 31 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2021)
- CF30 Customer (1 Nov 2007 to 7 Jan 2021)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
- CF1 Director (AR) (6 Mar 2006 to 7 Jan 2021)
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- Employed By (13 Aug 2001 to 7 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.