Robert Shields

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Aug 2014 to 8 Dec 2019)
  • Simple Solutions Financial Management Ltd (no longer approved here)

    FRN 511977

    • CF1 Director (19 Jan 2010 to 3 Oct 2014)
    • CF30 Customer (19 Jan 2010 to 2 Oct 2014)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (15 Apr 2008 to 1 Nov 2009)
  • Ravencourt Financial Services Ltd (no longer approved here)

    FRN 414516

    • (9)Employed By (15 Apr 2008 to 1 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.