Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 12 Apr 2016)
    • CF21 Investment Adviser (29 Aug 2002 to 27 Feb 2004)
    • CF26 Customer Trading (29 Aug 2002 to 27 Feb 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (29 Aug 2002 to 27 Feb 2004)
    • CF26 Customer Trading (29 Aug 2002 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.