Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Bank Limited
FRN 122261
- SMF18 Other Overall Responsibility (since 12 Apr 2016)
- CF21 Investment Adviser (29 Aug 2002 to 27 Feb 2004)
- CF26 Customer Trading (29 Aug 2002 to 27 Feb 2004)
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- CF21 Investment Adviser (29 Aug 2002 to 27 Feb 2004)
- CF26 Customer Trading (29 Aug 2002 to 27 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.