Robert Scott Mullane

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • SMF18 Other Overall Responsibility (since 13 Dec 2024)
  • Goldman Sachs International

    FRN 142888

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF18 Other Overall Responsibility (since 13 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
    • [FCA CF] Manager of certification employee (since 31 May 2019)
    • [FCA CF] Functions requiring qualifications (since 28 May 2019)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (20 Feb 2014 to 1 Jul 2018)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF27 Investment Management (3 Apr 2006 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.