Robert Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • SMF22 Other Local Responsibility (27 Jan 2023 to 20 Sep 2023)
    • [FCA CF] Significant management (1 Jan 2023 to 20 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2022 to 20 Sep 2023)
    • [FCA CF] Manager of certification employee (2 Sep 2019 to 20 Sep 2023)
    • [FCA CF] Client dealing (2 Sep 2019 to 20 Sep 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF20 Significant Mgt (Settlements) (16 Nov 2006 to 16 Nov 2006)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF20 Significant Mgt (Settlements) (14 Jul 2006 to 21 Sep 2006)
    • CF1 Director (4 Feb 2005 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.