Robert Schwarz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2023)
    • CF1 Director (AR) (since 10 Jul 2023)
    • CF30 Customer (since 10 Jul 2023)
  • Finova Money Limited

    FRN 998351

    • (3)Employed By (since 10 Jul 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2023)
    • CF30 Customer (13 Dec 2017 to 19 May 2023)
  • First Wealth (London) Limited (no longer approved here)

    FRN 813444

    • (11)Employed By (26 Jul 2018 to 19 May 2023)
  • First Wealth LLP (no longer approved here)

    FRN 506489

    • Employed By (13 Dec 2017 to 24 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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