Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2021)
    • CF30 Customer (since 13 Aug 2020)
  • Robert Terry

    FRN 504561

    • (1)Employed By (since 1 Sep 2020)
    • (1)Employed By (5 Aug 2009 to 30 Dec 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.