Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MALHAM FINANCIAL SERVICES LIMITED
FRN 703414
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (13 Apr 2016 to 8 Dec 2019)
- CF28 Systems and controls (13 Apr 2016 to 13 Apr 2016)
- CF29 Significant management (13 Apr 2016 to 13 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.