Robert Ritchie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association

    FRN 456183

    • SMF19 Head of Overseas Branch/Head of Overseas (since 4 Mar 2024)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF3 Executive Director (24 Dec 2020 to 4 Mar 2024)
  • Wells Fargo Securities International Limited

    FRN 186745

    • SMF18 Other Overall Responsibility (since 24 Dec 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (11 Feb 2019 to 4 Oct 2019)
    • [FCA CF] Manager of certification employee (11 Feb 2019 to 4 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 4 Oct 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (16 Jul 2018 to 4 Oct 2019)
    • [PRA CF] Managing a material risk taker (16 Jul 2018 to 4 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (19 Mar 2018 to 4 Oct 2019)
    • [FCA CF] Client dealing (8 Jan 2018 to 4 Oct 2019)

Recent activity

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