Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
River Capital Management Limited
FRN 180891
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF29 Significant management (9 Jan 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.