Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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South River Asset Management Limited
FRN 197097
- [FCA CF] Client dealing (since 1 Oct 2022)
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- CF30 Customer (10 Feb 2022 to 15 Aug 2022)
- CF4 Partner (AR) (10 Feb 2022 to 15 Aug 2022)
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- (1)Employed By (10 Feb 2022 to 15 Aug 2022)
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- CF30 Customer (16 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.