Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 26 May 2017)
- CF30 Customer (since 26 May 2017)
-
Juxon Wealth Limited
FRN 776092
- (1)Employed By (since 26 May 2017)
-
- CF30 Customer (29 Dec 2015 to 31 Jan 2017)
-
- CF21 Investment Adviser (15 Jul 2004 to 25 Jan 2005)
-
- CF21 Investment Adviser (15 Jul 2004 to 25 Jan 2005)
-
- CF21 Investment Adviser (17 Oct 2002 to 23 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.