Robert Peter Crimes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Investment Research LLP

    FRN 602092

    • [FCA CF] Significant management (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (6 Dec 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Dec 2013 to 8 Dec 2019)
    • CF4 Partner (6 Dec 2013 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (25 Jul 2002 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (25 Jul 2002 to 16 Jul 2003)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.