Robert Paul Stockton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • SMF9 Chair of the Governing Body (19 Feb 2020 to 1 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
    • CF1 Director (9 May 2019 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • SMF1 Chief Executive (9 May 2019 to 18 Aug 2025)
    • SMF3 Executive Director (5 Apr 2019 to 18 Aug 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 5 Apr 2019)
    • CF1 Director (24 Sep 2008 to 6 Mar 2016)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF3 Chief Executive (12 Nov 2007 to 28 Jul 2008)
    • CF8 Apportionment and Oversight (12 Nov 2007 to 28 Jul 2008)
    • CF1 Director (26 Mar 2007 to 28 Jul 2008)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF1 Director (26 Mar 2007 to 10 Jul 2008)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF11 Money Laundering Reporting (27 Mar 2003 to 1 Jul 2005)
    • CF14 Risk Assessment (27 Mar 2003 to 1 Jul 2005)
    • CF1 Director (1 Dec 2001 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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