Robert Patchett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Material risk taker (1 Aug 2020 to 31 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 10 Oct 2016)
    • CF1 Director (1 Jul 2003 to 1 Dec 2005)
    • CF21 Investment Adviser (1 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.