Robert Parkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (16 Dec 2019 to 10 Feb 2026)
    • [FCA CF] Material risk taker (23 Feb 2017 to 10 Feb 2026)
    • [FCA CF] Client dealing (23 Feb 2017 to 10 Feb 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.