Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • Responsibility for MCD Intermediation (since 1 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Sep 2025)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • SMF3 Executive Director (since 1 Sep 2025)
  • ZEO FINANCE LTD (no longer approved here)

    FRN 915386

    • [FCA CF] Functions requiring qualifications (19 Aug 2024 to 31 Aug 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (10 Oct 2022 to 3 Jan 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (30 May 2022 to 30 Sep 2022)
  • CHARTWELL MORTGAGE SERVICES LIMITED (no longer approved here)

    FRN 468872

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 5 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.