Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (27 May 2017 to 1 Oct 2018)
- CF10 Compliance Oversight (8 Sep 2016 to 26 May 2017)
- CF30 Customer (1 Nov 2007 to 8 Feb 2013)
- CF8 Apportionment and Oversight (25 Oct 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (25 Oct 2007 to 26 May 2017)
- CF1 Director (25 Oct 2007 to 30 May 2017)
- CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
- CF3 Chief Executive (25 Oct 2007 to 26 May 2017)
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- CF1 Director (AR) (24 Jul 2013 to 26 Sep 2018)
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- (1)Employed By (17 Jun 2004 to 22 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.