Robert Owen Hawthorne

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratagem Financial Planning Limited

    FRN 819330

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2022)
    • [FCA CF] Client dealing (since 8 Feb 2022)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF30 Customer (15 Jan 2018 to 31 Aug 2018)
  • Thinc Independent Solutions (no longer approved here)

    FRN 177003

    • Employed By (12 Dec 2003 to 25 Mar 2004)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (18)Employed By (12 Dec 2003 to 21 Dec 2006)

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Updates to this individual's record on the FCA register.

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