Robert Oliver Jones

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sky Wealth Management Limited

    FRN 978184

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
    • SMF16 Compliance Oversight (since 2 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2023)
    • SMF3 Executive Director (since 2 May 2023)
    • [FCA CF] Client dealing (since 2 May 2023)
    • Responsible for Insurance Distribution (since 2 May 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (6 Jun 2012 to 3 Oct 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (10 Nov 2008 to 13 Oct 2009)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.