Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citadel Securities (Europe) Limited
FRN 447450
- [FCA CF] Client dealing (since 29 Jul 2024)
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- [FCA CF] Material risk taker (1 Jan 2017 to 21 Jul 2024)
- [FCA CF] Client dealing (7 Sep 2016 to 21 Jul 2024)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Jul 2024)
- CF30 Customer (2 Dec 2008 to 6 Mar 2016)
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- [FCA CF] Material risk taker (1 Jan 2017 to 21 Jul 2024)
- [FCA CF] Client dealing (7 Sep 2016 to 21 Jul 2024)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 7 Aug 2008)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 Aug 2008)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.