Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jul 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (1 Jan 2017 to 21 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 21 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Jul 2024)
    • CF30 Customer (2 Dec 2008 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (1 Jan 2017 to 21 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 21 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 21 Jul 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.