Robert Nye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2021)
    • [FCA CF] Client dealing (since 8 Feb 2021)
    • [FCA CF] Manager of certification employee (since 8 Feb 2021)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (1 Feb 2020 to 18 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 18 Sep 2020)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (12 Jun 2012 to 16 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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