Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oldfield Partners LLP (no longer approved here)

    FRN 415363

    • SMF27 Partner (9 Dec 2019 to 8 Apr 2020)
    • CF10 Compliance Oversight (2 Oct 2008 to 1 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 26 Sep 2019)
    • CF27 Investment Management (17 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (17 Aug 2007 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.