Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Jun 2011)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (9 May 2007 to 31 Jul 2007)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (143)CF23 Corporate Finance Adviser (18 Jan 2006 to 18 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (143)CF23 Corporate Finance Adviser at STIFEL EUROPE LIMITED