Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 2 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 2 Apr 2025)
- [FCA CF] Client dealing (30 Oct 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (30 Oct 2024 to 4 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.