Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allspring Global Investments (UK) Limited
FRN 190608
- [FCA CF] Client dealing (since 9 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF27 Investment Management (6 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.