Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Algorithmic trading (1 Jan 2021 to 20 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 20 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 20 Jul 2022)
    • CF30 Customer (18 Nov 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Algorithmic trading (1 Jan 2021 to 20 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 20 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 20 Jul 2022)
    • CF30 Customer (18 Nov 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 7 Apr 2015)
    • CF21 Investment Adviser (27 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.