Robert Michael Stone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North West) Limited

    FRN 229808

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
    • [FCA CF] Client dealing (since 21 Nov 2024)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • Appointed representative dealing with clients for which they require qualification (27 Aug 2021 to 20 May 2024)
    • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 20 May 2024)
    • CF30 Customer (6 Jul 2015 to 20 May 2024)
  • DS Financial Management Ltd (no longer approved here)

    FRN 194356

    • (5)Employed By (6 Jul 2015 to 20 May 2024)
  • APPLEWOOD INDEPENDENT LTD (no longer approved here)

    FRN 602237

    • CF30 Customer (7 Oct 2013 to 26 Jun 2015)
  • Applewood Independent Limited (no longer approved here)

    FRN 190150

    • (1)Employed By (16 Feb 2009 to 4 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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