Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Jan 2021 to 20 Apr 2022)
- [FCA CF] Functions requiring qualifications (5 Jan 2021 to 20 Apr 2022)
- CF30 Customer (15 May 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (15 Dec 2003 to 5 Nov 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 15 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.