Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (5 Jan 2021 to 20 Apr 2022)
    • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 20 Apr 2022)
    • CF30 Customer (15 May 2015 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (15 Dec 2003 to 5 Nov 2004)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 15 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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