Robert Michael de Roeck

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Dec 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Dec 2019)
    • CF30 Customer (12 May 2010 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (25 Jun 2008 to 31 Jul 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.