Robert Michael Broadbent

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Loughborough Building Society
FRN 157258
- SMF24 Chief Operations (since 5 Apr 2023)
- SMF2 Chief Finance (since 5 Apr 2023)
Leek United Building Society (no longer approved here)
FRN 100014
- SMF24 Chief Operations (4 Dec 2019 to 27 Jun 2022)
- SMF2 Chief Finance (29 May 2019 to 3 Nov 2022)
HTB LEASING & FINANCE LTD (no longer approved here)
FRN 165116
- SMF4 Chief Risk (7 Mar 2016 to 14 Apr 2019)
- CF28 Systems and controls (9 Nov 2015 to 6 Mar 2016)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (17 Jun 2011 to 23 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.