Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (20 Jun 2014 to 3 May 2019)
    • CF30 Customer (1 Nov 2007 to 21 Apr 2020)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Mar 2006 to 15 Nov 2006)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 Jun 2014 to 3 May 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 28 Mar 2006)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 28 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.