Robert Marc Gray

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herbert & Webster Ltd

    FRN 528384

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • [FCA CF] Client dealing (since 3 Dec 2020)
    • CF30 Customer (4 Jul 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 25 May 2011)
    • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2005 to 27 Jul 2006)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (9 Jul 2002 to 5 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.