Robert Littlehales

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Samra Wealth Management Ltd (no longer approved here)
FRN 515289
- (1)Employed By (24 Apr 2019 to 11 Dec 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (15 Mar 2011 to 6 Jun 2019)
- CF30 Customer (1 Nov 2007 to 11 Dec 2020)
- CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 May 2006 to 20 Sep 2006)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (30 Dec 2004 to 31 May 2006)
Derbyshire Financial Services Ltd (2521) (no longer approved here)
FRN 116466
- Employed By (1 Oct 1998 to 13 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.