Robert Lee Underwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Red Sky Capital Solutions LLP (no longer approved here)
FRN 530676
- CF1 Director (AR) (10 Dec 2010 to 10 Dec 2010)
- CF4 Partner (AR) (10 Dec 2010 to 29 Aug 2017)
- CF30 Customer (9 Dec 2010 to 29 Aug 2017)
Constellation Associates LLC (no longer approved here)
FRN 229239
- Employed By (19 Nov 2003 to 29 Aug 2017)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.