Robert Lawrence Graham-Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Messels Limited
FRN 403323
- CF30 Customer (since 22 Mar 2017)
- CF4 Partner (AR) (since 22 Mar 2017)
Abacus Research LLP
FRN 774343
- (2)Employed By (since 22 Mar 2017)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (3 Jun 2013 to 31 Oct 2016)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (2 Oct 2009 to 20 Mar 2013)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (24 Apr 2008 to 30 Jun 2009)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (16 Dec 2005 to 31 Jan 2007)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF27 Investment Management (20 Aug 2003 to 27 Aug 2005)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.