Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • [FCA CF] Manager of certification employee (27 May 2021 to 31 Mar 2023)
    • [FCA CF] Client dealing (1 Mar 2020 to 31 Mar 2023)
    • [FCA CF] Material risk taker (1 Mar 2020 to 31 Mar 2023)
    • [FCA CF] Significant management (1 Mar 2020 to 31 Mar 2023)
    • CF30 Customer (11 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.