Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- Responsibility for MCD Intermediation (since 30 May 2025)
- SMF1 Chief Executive (since 30 May 2025)
- Responsible for Insurance Distribution (since 30 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Aug 2021)
- [FCA CF] CASS oversight function (9 Sep 2019 to 31 Aug 2021)
- [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Aug 2021)
- SMF24 Chief Operations (30 Jul 2018 to 3 Nov 2025)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 29 Jul 2018)
- CF28 Systems and controls (23 Nov 2012 to 6 Mar 2016)
- CF10a CASS Oversight function (23 Nov 2012 to 6 Mar 2016)
- CF1 Director (4 Mar 2009 to 13 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
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